We assist companies and law firms in market abuse matters by providing advice, investigating incidents and acting as an expert witness
Our expertise covers market abuse in several contexts:
Market abuse types
- Disclosure violations
- Market manipulation
- Insider trading
Industries
- Corporations
- Banks
- Market makers
- Investment funds
Jurisdictions
- EU (i.e. Market Abuse Directives – MAD – Market Abuse Regulation – MAR)
- US
- Guernsey
Types of proceedings
- Criminal (DoJ, Dutch public prosecutor)
- Administrative (SEC, CFTC, FINRA, AFM, DNB)
- Civil (several jurisdictions)
Business contexts
- Regular business
- Public bids
- M&A deals
- Securities offerings
- Trading
Financial instruments
- Shares
- Bonds
- Futures
- Mortgage backed assets
- Tradable rights