We assist companies and law firms in market abuse matters by providing advice, investigating incidents and acting as an expert witness

Our expertise covers market abuse in several contexts:

 

Market abuse types

  • Disclosure violations
  • Market manipulation
  • Insider trading
  • Market rigging
  • Stock price manipulation
  • Wash trades

Industries

  • Corporations
  • Banks
  • Market makers
  • Investment funds
  • Exchanges

Jurisdictions

  • EU / Market Abuse Regulation (MAR) and Market Abuse Directive (MAD)
  • UK
  • US
  • Guernsey

Types of proceedings

  • Criminal (DoJ, Dutch public prosecutor)
  • Administrative (SEC, CFTC, FINRA, AFM, DNB)
  • Civil (several jurisdictions)

Business contexts

  • Regular business
  • Public bids
  • M&A deals
  • Securities offerings
  • Trading

Financial instruments

  • Shares
  • Bonds
  • Futures
  • Mortgage backed assets
  • Tradable rights
  • Virtual currencies and tokens (cryptocurrencies)
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