We assist companies and law firms in market abuse matters by providing advice, investigating
incidents and
acting as an
expert witness
Market abuse types
- Disclosure violations
- Market manipulation
- Insider trading
- Market rigging
- Stock price manipulation
- Wash trades
Industries
- Corporations
- Banks
- Market makers
- Investment funds
- Exchanges
Jurisdictions
- EU / Market Abuse Regulation (MAR) and Market Abuse Directive (MAD)
- UK
- US
- Guernsey
Types of proceedings
- Criminal (DoJ, Dutch public prosecutor)
- Administrative (SEC, CFTC, FINRA, AFM, DNB)
- Civil (several jurisdictions)
Business contexts
- Regular business
- Public bids
- M&A deals
- Securities offerings
- Trading
Financial instruments
- Shares
- Bonds
- Futures
- Mortgage backed assets
- Tradable rights
- Virtual currencies and tokens (cryptocurrencies)
Our expertise covers market abuse in several contexts
Our expertise covers market abuse in several contexts
Market abuse types
- Disclosure violations
- Market manipulation
- Insider trading
- Market rigging
- Stock price manipulation
- Wash trades
Industries
- Corporations
- Banks
- Market makers
- Investment funds
- Exchanges
Jurisdictions
- EU / Market Abuse Regulation (MAR) and Market Abuse Directive (MAD)
- UK
- US
- Guernsey
Types of proceedings
- Criminal (DoJ, Dutch public prosecutor)
- Administrative (SEC, CFTC, FINRA, AFM, DNB)
- Civil (several jurisdictions)
Business contexts
- Regular business
- Public bids
- M&A deals
- Securities offerings
- Trading
Financial instruments
- Shares
- Bonds
- Futures
- Mortgage backed assets
- Tradable rights
- Virtual currencies and tokens (cryptocurrencies)